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Company Profile

Compliance Manager (Mortgage Market)

Posted by i-Placements on 10.06.2015
Job ID: 773740
Location: Bracknell, Berkshire, United Kingdom
Job Category: Banking & Financial Services, Executive Positions
Salary: £65,000.00
Job Views: 5927
Post Code:
Employment Type: Full time
Posted: 10.06.2015


Banking: Agribusiness, Analyst, Asset Finance Sales, Back Office, Business Banking Sales, Cashier, Client Services, Compliance, Corp Actions/Divs, Corporate Business Sales, Credit/Risk Management, Derivatives, Director/Senior Management, Equity, Fixed Income, Front Office/Trading, Fund Administration, Fund Management, FX/MM, High Net Worth, Loans Administration, Offshore Banking, Private Banking, Project Management, Reconciliations, Retail Banking, Securities Lending/Collateral, Settlements, Static Data, Trade Finance, Trade Support, Trainee, Treasury/Payments, Other Banking
Legal: Attorney, Contracts Administration, General-Other: Legal, Labor & Employment Law, Paralegal & Legal Secretary, Patent-IP Law, Real Estate Law, Regulatory-Compliance Law, Tax Law

Job Description

Our Bracknell based client is currently seeking to appoint an experienced "MORTGAGE Compliance Advisor" to their superb Financial Services team.

PLEASE ONLY APPLY IF YOU HAVE "Mortgage Compliance" experience up to date.

The successful applicant will support the Compliance Officer in the provision of regulatory advice to the business in relation to activities including, but not limited to, regulated mortgage contracts and consumer credit lending.
You will provide Compliance input into business projects, ensuring due consideration is given to the delivery of fair outcomes for customers.
In addition you will assist the Investigation Officer in Operational Risk as and when necessary to ensure that the firm continues to meet its legal and regulatory obligations to counter the risk of its being used for the purposes of financial crime.

It is hugely important and non-negotiable that your background and experience reflects the following:

  • Financial services knowledge and experience, including in relation to the provision of regulated advice and financial promotions
  • Sound understanding of both the mortgage and consumer credit markets and their regulation
  • Ability to analyse and interpret the FCA Handbook and provide advice thereon
  • Working knowledge of the regulatory requirements relating to the prevention of financial crime
  • Experience of providing technical compliance advice to business units
  • Excellent communication skills, both verbally and in writing
  • Ability to communicate, negotiate and influence at all levels
  • Track record in relationship management
  • Sound commercial skills and credibility
  • Accustomed to using own initiative and to being pro-active in seeking solutions


  • Possession of a professional industry-related qualification, e.g. CeMap, FPC
  • Presentation skills

If you would like to learn more about this role - please apply to this advertisement in the very first instance.

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